Understanding SMCR Regulation: Promoting Accountability And Ethical Conduct In The Financial Industry
In an effort to restore trust and integrity in the financial industry, the UK Financial Conduct Authority (FCA) introduced the Senior Managers and Certification Regime (SMCR) in 2016 The SMCR regulation is designed to promote accountability and ethical conduct by outlining the responsibilities and conduct standards that individuals working in financial services must abide by … Read more